Guidelines for School Reviews
| Approved on |
March 3, 1999 |
by |
Academic Council - Resolution AC/18/1999 |
| Amended on |
April 16, 2003 |
by |
Academic Council - Resolution AC/60/2003 |
| Responsibilities
|
|
1.1 |
School reviews shall be conducted on a regular and systematic basis as
part of the University’s commitment to maintaining and enhancing the
quality of all its activities. |
| 1.2 |
The review process will emphasise self-evaluation by the School and
will be conducted with full participation of the staff and students of the
School under review. The review process should be a time of critical
self-reflection for the School. During the process of preparing for a
review, all personnel, and where possible, students, should have input to
the review documentation. The Review Methodology is that of Self-Review
followed by Peer Evaluation. The external panel will evaluate the
documents, reflections and conclusions of the Self-Review. |
| 1.3 |
The review process must not impose an undue burden on members of staff
nor impede the normal pattern of teaching and
assessment. |
| 2.1 |
Every School should be reviewed once every five years. The Pro Vice
Chancellor (Academic) and the President of Academic Council will determine
a schedule for School reviews, after consultation with each Executive Dean
concerning reviews in that Division. |
| 2.2 |
In exceptional circumstances, the President of Academic Council may
authorise the establishment of more than one review panel to review
simultaneously the activities of a single School. |
| 2.3 |
The President of Academic Council or the Vice-Chancellor may at any
time initiate a School review outside the normal
schedule. |
| 3.1 |
Review panels shall be appointed by the President of Academic Council,
after considering the nominees of the Executive Dean of the Division in
which the School is located. The Executive Dean shall submit these
nominations in confidence to the President, after appropriate consultation
within the Division. There shall be two or three nominees for each
category of membership (listing them in order of preference), plus a brief
statement about the suitability of each nominee. |
| 3.2 |
Each panel shall normally consist of three
members, but may include as many as five members where it is warranted.
Each panel shall normally include: |
|
(a) |
a Chair external to the University; |
|
(b) |
one or more persons with expertise in some of the
disciplines covered by the School; |
|
(c) |
a senior member of the academic staff of the
University from a Division other than that in which the School is
located; |
|
(d) |
a member drawn from the non-tertiary sector into which graduates of the
School are likely to move (e.g. a senior professional, or a major employer
of graduates from the School); |
|
(e) |
a member capable of addressing any distinctive aspects of the School’s
role and vision, such as a claim to be active in international markets or
to have an international research reputation. |
|
At least one member of the panel must be female and at least one male,
unless no suitable qualified person of that gender is available.
All members of the panel must be independent of the School. (This will
exclude, for example, members from outside the School who serve on School
committees within the School).
In the case of multidisciplinary School Reviews, a feasibility study
should be undertaken to determine the number of panel members required,
the length of the review and whether the School be reviewed in part or as
a whole.
In all Reviews, the degree to which the proposed review will deviate
from these guidelines must be considered six months before the proposed
panel visit. Where it is clear that the procedures must be altered to
accommodate the best interests of the University, then an agreement
between the relevant Executive Dean, the Pro Vice Chancellor (Research),
the Pro Vice Chancellor (Academic) and the President of Academic Council
must be signed. This agreement specifies the ways in which the process
will be allowed to vary from these guidelines. |
| 3.3 |
The University shall pay the Chair an honorarium of $1,500 and other
external members of the panel $500 each. The University shall also provide
the Chair, and any other interstate or international member of the review
panel, with a business class return air fare, accommodation at a high
standard hotel, taxi vouchers and any incidental expenses. Other costs of
the review should be met by the Division. |
| 4.1 |
The review shall consider the past and present performance of the
School in terms of the School’s own stated role, objectives, strategies
and outcomes, as well as commenting on the appropriateness of its plans
for the future. |
| 4.2 |
All reviews shall be conducted in the context of the strategic plans of
the University, Division and the School. The School under review shall be
considered in the light of national and international trends, best
practice in the discipline(s) concerned and any benchmarking activities in
which the School has participated. |
| 4.3 |
Where the School has established relationships in teaching,
research or community service with other parts of Murdoch University or
with external organisations, these should be included in the review of its
activities. |
| 4.4 |
The review shall consider whether the curriculum being taught in the
course(s) offered is appropriate to the award being made by the
University. In particular the Review Panel should:
-
Examine each course in
the context of the changes which have taken place since its development
and/or last review, and for course development will focus on the purpose
of the major(s) and its continuing relevance
-
Review the academic
content, structure, and level of the course(s) and the learning
objectives
-
Review the continuing
appropriateness of the assessment practices and criteria to the aims and
objectives of the course(s) offered
-
Review the lines of
responsibility for the conduct of the course(s) offered
-
Examine the impact on
other courses, particularly newer courses
-
Review how graduate
attributes are addressed in the major(s) offered
|
| 4.5 |
The review shall consider whether the University is delivering
sufficient resources to ensure that the academic experience of Murdoch’s
students is comparable to that of students in other Australian
universities. |
| 4.6 |
The review shall consider whether there are adequate quality assurance
mechanisms in place, including an assessment of the effectiveness of the
review process, and in particular, that the outcomes of previous reviews
are addressed. |
| 4.7 |
The review shall consider confidential submissions and reports
submitted by the School with respect to any significant non-DEST funding.
Consideration needs to be given to any implications on research as well as
teaching. (The University Policy on non-DEST funding will be supplied to
the Panel with Review Documentation). |
| 4.8 |
The President, after consultation with the Pro Vice Chancellor
(Academic), the Pro Vice-Chancellor (Research), the Executive Dean and the
Head of School, may approve additional or amended terms of reference, or
specific questions, agreed by the President and the Executive Dean, to
which the review panel should seek answers, for any review at the time of
appointment of the review panel. |
| 5.1 |
The School under review shall undertake a Self Review of
the School. This will involve preparing the following
documents: |
- A Role and Resources Report (see 5.7)
- A Self-Assessment Report (see 5.8)
- A Plan for the Future (see 5.9)
These Self Review documents, together with:
- A Schedule of Activities for the review (see 5.10)
- The report and subsequent commentaries from the previous review of the
School or of its related courses (see 5.11) will be passed to the panel.
| 5.2 |
All documentation should be kept concise and to the point. The Self
Review (The Role and Resources Report, Self-Assessment Report and Plan for
the Future) should be limited to a total of no more than 40 pages
(including any appendices, but excluding the Strategic Plans). Use should
be made of the data available in the statistics section of the
University’s website. |
| 5.3 |
The aim of the School in preparing its documentation should be to
provide an accurate, frank and honest appraisal of its operations and
circumstances. The focus should be on the School’s role, the opportunities
and constraints it faces in fulfilling this role, a critical
self-appraisal of its performance to date, and a clear statement of its
plans to enhance this performance in future. |
| 5.4 |
All staff in the School should be consulted in determining what is the
collective School submission, as reflected in the review
documentation. |
| 5.5 |
At least six weeks prior to the date of the panel’s arrival, the review
documentation shall be submitted to the President. The review
documentation will be the subject of a meeting between the Pro
Vice-Chancellor (Research), the Executive Dean, Head of School, the Pro
Vice Chancellor (Academic) and President of Academic Council, and shall
consider whether there are any strategic issues, problem areas or
parameters which should be drawn to the attention of the review panel, and
if additional material should be provided in the documentation. The
President of Academic Council shall advise the School Head of the outcomes
of that meeting. The School shall also have the opportunity to provide the
review panel with comments on these matters. |
| 5.6 |
At least two weeks prior to the date of the panel’s arrival, copies of
the review documentation and the proposed Schedule of Activities shall be
forwarded to each member of the panel. The documentation shall be
accompanied by an invitation to the panel members to request additional
information or to modify the proposed Schedule of Activities in any way
and at any time, including the scheduling of additional meetings with
persons not currently scheduled to meet with the panel. The invitation
should inform the panel that it may, as it thinks appropriate, handle some
aspects of the review on a sub-committee basis. |
| 5.7 |
Role and Resources Report |
| |
The Role and Resources Report shall have the following format:
(a) Role statement
A copy of the current School Role Statement. This shall broadly outline
the overall role of the School, its contribution to the objectives and
strategies of the Division and the relation of these to the Division’s
strategic plans, and the particular elements of the University’s Strategic
Plan that it sees itself as serving. This statement will indicate the ways
in which the School sees itself as fulfilling a particular niche in terms
of the University’s stated commitments to teaching, research,
accessibility, interdisciplinarity, international outlook, management,
University standing and community service. Copies of the Divisional and
University Strategic Plans should also be made available with the Review
Documentation.
(b) Resources statement
This shall briefly summarise the resources available to the School to
carry out its role, making reference to staffing, equipment and
accommodation to support teaching, research and community-related
activities.
Where there is any significant (as defined by University Policy on
non-DEST funds) non-DEST funding in a School, the School must provide a
report on the nature of the non-DEST funding, and demonstrate that the
academic integrity of teaching and research is not compromised by the
funding arrangements. The School must provide with the report, a copy of
the “University Policy and Procedure on Non-DEST Funds for Teaching Staff,
Teaching Resources or the Enrolment of Students”.
(c) Teaching activities
This shall provide concise descriptions and summary enrolment
statistics on the course offerings of the School including undergraduate,
postgraduate and professional development courses and details of their
availability by mode, location (domestic and international), and
arrangements with other partner-providers. (A copy of the University
Handbook should be provided at the meeting of the Review Panel). This
should include a brief account of the nature and appropriateness of the
curriculum for course majors, the nature and extent of service teaching,
and of teaching loads for each member of full-time academic staff in the
School.
(d) Research activities
This shall describe and provide statistical information relevant to
research supported by the School, including the nature of the research
focus, levels of activity and performance in terms of inputs and outputs
and relationship with other research groups or organisations. It also
shall include an extract from the most recent University Research Report
concerning publications by staff in the School. (Copies of individual
staff CVs are not required, unless requested by the review panel).
(e) Community service activities
An account of the community service activities of the School should be
provided. |
| 5.8 |
Self-Assessment Report |
| |
The Self-Assessment Report shall have the following format:
(a) Performance on Designated Indicators
The School shall report on its performance on the 10-20 performance
indicators set out in the schedule
below, as approved from time to time by the President of Council.
These indicators cover all major areas of the University’s strategic
objectives.
For each of the designated indicators, the Self-Assessment shall, in
tabular form and with succinct comment:
- duplicate the table and time series supplied at the web-site,
- report its level of satisfaction with the performance indicated by
that data on a scale of 1 (dissatisfied) to 5 (satisfied),
- briefly state any explanation of the outcomes for each indicator;
and
- briefly outline any action that has been taken, or is proposed, in
response to the outcomes for each indicator.
(b) Analysis of Performance
This shall provide a critical self-appraisal of the School’s
performance against its stated role and objectives with respect to all of
its activities. The analysis should give an account of evidence from
benchmarking partners and other comparators, which help to demonstrate the
competitiveness and performance of the School and its associated courses
and research groups locally, nationally and internationally, where
appropriate. |
| 5.9 |
Plan for the Future |
| |
This shall set out the School’s plan for the next 7-10 years, in terms
of revisions to its role, objectives, strategies and qualitative and
quantitative outcomes for each significant area of activity, consistent
with the University and Division Strategic Plans. Where the process of
Self-Review has brought Schools to a realization of the need for change,
then the School should propose an “Action Plan”. This should include a
time-line, a statement as to the measurable outcomes of the plan and an
assessment as to how the plan will be resourced. |
| 5.10 |
Schedule of Review Activities |
| |
The schedule of activities proposed by the School shall include (but
not be limited to):
-
at the panel’s first session, a meeting with the Vice-Chancellor,
President of Academic Council, Pro Vice Chancellor (Academic) and the
Pro Vice-Chancellor (Research) to explain the context of the review and
any strategic issues, problem areas or parameters which warrant special
attention;
-
meetings with staff and students (see 5.12);
-
input from external stake-holders (e.g. alumni, employers, relevant
professions, external persons or bodies contributing to the School’s
offerings or research);
-
on the full panel's final day, a meeting with the Vice-Chancellor,
President of Academic Council, the Pro Vice Chancellor (Academic), the
Pro Vice-Chancellor (Research) and the Executive Dean to discuss the
draft recommendations and the thrust of the report.
For the benefit of the members of the Review Panel the Schedule of
Activities should identify clearly the role of each person.
|
| 5.11 |
Previous Reviews |
| |
The School under review shall supply the review panel with the report
of the previous review of the disciplines covered by the School together
with the subsequent commentaries on that report provided under these
guidelines (and their predecessors) by the Division, Academic Policy
Committee, the Research & Development Board and Academic Council.
(Should any other relevant external review of the School have occurred
since the last review under these guidelines, that report should be drawn
to the attention of the panel). |
| 5.12 |
Students (including those taught off-shore) and staff in the
School will be given an opportunity to make written submissions to the
review panel. School staff and representative students will be invited to
meet the panel. Representative students will be selected from those
elected by students as representatives on School committees, or where that
is not appropriate, from an alphabetised list of relevant students in a
manner which guarantees random selection. (Where students decline the
offer to be involved, replacements will be selected following the same
procedure). A notice shall be placed in On Campus 2-3 months before the
review takes place, inviting submissions. If international students
constitute more than 5% of the course enrolment, the panel shall invite
the International Office to make a submission. |
| 6.1 |
The School is responsible for conducting the Self-Review and preparing
the review documentation, with the assistance of the Division. The
Teaching and Learning Centre can assist if additional information is
needed on student surveys of teaching, course experience questionnaire
(CEQ) and graduate destination survey (GDS) data, or if the School wishes
to survey its students, graduates or the employers of its
graduates. |
| 6.2 |
The members of the review panel will be expected to be available for
three days for intensive interviews, discussions and deliberation.
|
| 6.3 |
The Chair of the review panel shall be responsible for coordinating the
preparation of a report on the conduct of the review, its findings and its
conclusions. |
| 6.4 |
The Chair will be asked to stay an additional day, in order to complete
the draft report before leaving Perth. This shall include the panel's
overall assessment of the programme, a list of recommendations and the
thrust of its argumentation. The draft report shall be focussed around the
recommendations, which shall be numbered consecutively. In drafting the
Report, the Chair shall take into account that the formal process that
flows from the lodging of the Report will focus on the listed
recommendations. With this in mind, the Chair shall ensure that action
which the Review Panel believes should be considered is crystallised in
specific recommendations. The draft report will also consider the merits
of any recommendations or Action Plans contained in the Self-Review
documents from the School. |
| 6.5 |
The report shall include an executive summary which includes a full
list of the numbered recommendations. The report should be written on the
basis that it will become a public document; it is not a confidential
report, though in rare cases the panel may attach a confidential appendix
or mention additional matters in their meeting with the Vice-Chancellor.
Most recommendations for change will have to be achieved by redeployment
of the School’s existing student load and resources. |
| 6.6 |
Reports shall be submitted to the President of Academic Council, in
both electronic and paper form. Within two weeks of receipt of the draft
report, the President, Pro Vice Chancellor (Academic), Pro Vice-Chancellor
(Research), Executive Dean and the School Head shall meet to review the
draft report. The draft report will be marked as “CONFIDENTIAL” at this
stage. If they discover errors of fact or they believe that the report
needs reconsideration, clarification or to address additional matters, the
President will advise the Chair of the panel. After consultation with the
other panel members, the Chair will submit the final report within two
months of the review. The “CONFIDENTIAL” marking will be removed from the
document at this stage. The President shall distribute copies to the
Vice-Chancellor, Pro Vice-Chancellor (Academic), Pro Vice-Chancellor
(Research), the Executive Dean, the Office of Internal Audit, the Office
of Policy and Planning and the Office of Records Management and Archives.
|
|
Schedule of Performance
Indicators |
| |
The Performance Indicators used for School Reviews are:
Office of Policy & Planning’s SQIP ‘Vital Signs’ Performance Indicators
Teaching and Learning Effectiveness
| Indicator 1: |
All Coursework Programme Load |
|
All Coursework AOU Load |
| Indicator 5: |
Student TLC Survey Responses |
| Indicator 9: |
Program Load Student Progress Rate (SPR) |
|
AOU Taught Load Student Progress Rate (SPR) |
| Indicator 10: |
Drop-out Rate |
| Indicator 13: |
GDS Survey Combined Working/Further Study
Indicator |
Teaching and Learning Efficiencies
| Indicator 15: |
Expenditure per Successful
EFTSU |
Research Inputs and Outputs
| Indicator 19: |
Percent Research Quantum Allocation per 10 Research
Staff FTE |
| Indicator 21: |
Research Completions per 10 Research Staff
FTE |
Equity in Teaching
| Indicator 27: |
DETYA Equity
Indicators |
Interdisciplinary
| Indicator 29: |
Percentage Undertaking Two
Programmes |
Internationalism
| Indicator 33: |
International Coursework Programme
Load |
Management
| Indicator41: |
Percentage Permanent Staff
Expenditure |
University Standing
| Indicator 42: |
Percentage TISC 1st Preference
Applications |
Further details (plus a fuller set of indicators) are available at the
following URL:
http://wwwplan.murdoch.edu.au/pi/sqip/ |
| 7.1 |
Decision on implementation of the recommendations of the review panel
will be determined by the following process: |
|
Body/person |
Responsibility |
Timing |
|
Executive Dean |
|
As soon as possible after receipt of the report.
As soon as possible after receipt of the report. |
| President of Academic Council |
Prepare a short summary report on the major findings of the
review for inclusion in the minutes of Academic Council and Senate. |
As soon as possible after receipt of the report |
|
Divisional Board |
After considering any comments received from staff and students,
determine the Division’s response to each of the recommendations. The
Divisional Board will present an Action Plan for each of the
recommendations endorsed, along with a report on any changes made due to
the self-review process, to be submitted with the response to
recommendations. |
Within 2 months. |
| Executive Dean |
Transmit the Divisional response to the
President of Academic Council, after consideration by the Divisional
Board. This should include a reference to any difference between that
response and the comments submitted by staff and students in the
School. |
Within 2 months.
|
|
Research and Development Board |
Consider the recommendations of the panel which are relevant to
research and research training and the Division’s response to these.
Advise Academic Council whether or not each of these recommendations (or a
modified version) should be accepted, and a process and timetable for
implementation of each recommendation it supports. |
Within 4 months. |
|
President of Academic Council |
After considering the advice of the Divisional Board and the Action
Plan for recommendations, and advice of the Research and Development
Board, provide Academic Council with a consolidated table recommending
whether or not each recommendation (or a modified version) should be
accepted along with the Panel Report, and a process and timetable for
implementation of each recommendation supported. |
Within 6 months. |
|
Academic Council |
Determine what action is to be taken on each recommendation of the
panel, and how this is to be implemented. |
Within 6 months. |
|
Secretary to School Reviews |
Forward to the Executive Dean (and, as a courtesy, to the members of
the review panel) the table recording Council’s decision on the
recommendations. |
After the Council meeting. |
| Executive Dean |
Distribute to all members of staff in the
School, copies of the final Academic Council decision on the
recommendations of the review report. |
After the Council meeting. |
| 7.2 |
Divisional responses to the report shall be submitted in standard
electronic format, taking the form of a table listing each recommendation
of the panel in the first column, and the Divisional response in the
second. (A template can be obtained from the President’s assistant.) The
recommendations of the Research & Development Board and of the
President shall be reported in columns added to this table. The decision
of Council shall be recorded on the table against each
recommendation. |
| 7.3 |
Eight months after Council's decision on the review report, and not
more than twelve months after the report is published, the Executive Dean
shall report to the President of Academic Council and to the Research
& Development Board on progress in implementing the decisions of
Council on the report. This follow-up report shall be reported in an
additional column to the table recording the review outcomes. The
President or the Board, if of the view that insufficient progress has been
made, may recommend appropriate action to the Division or to Academic
Council. |
| 7.4 |
When making submissions during subsequent annual academic planning
rounds, the School shall refer to how any changes proposed relate to the
plan for the future set out in its most recent review and the direction
for the School endorsed by Council in the School review.
|
|